Palante's Privacy Policy

Palante Wealth Advisors, LLC (“Palante Wealth Advisors,” “we”, “us”, “our”) recognize the importance of protecting our clients’ privacy. We have policies to maintain the confidentiality and security of your nonpublic personal information. The following is designed to help you understand what information we collect from you and how we use that information to serve your account. As well as how we collect, use, and protect information obtained through our website, communications, and services, including our SMS messaging program.

Categories of Information We May Collect

How We Use Your Information That We Collect

In the normal course of business, we may collect the following types of information:

  • Information you provide in account opening documents, client intake forms, and other forms (including name, address, social security number, date of birth, income and other financial-related information); and
  • Data about your transactions with us (such as the types of investments you have made and your account status).

When you opt in to receive SMS messages, we collect:

  • Consent to send SMS messages

  • Your phone number

 

We may also use cookies, web beacons or other technologies to collect and store other information about your visit to, or use of, our Online Platforms. Cookies are small data files; web beacons are electronic files embedded in a webpage or email that measure usage and may place a persistent cookie. They contain information that, among other things, permits websites to retain certain information, including user preferences. We may use cookies to personalize and improve your experience on our Online Platforms, as well as to analyze our Online Platforms’ performance, among other things. It may be possible to limit or disable cookies within your browser settings, though these choices may impact proper functionality of the Online Platforms.

Nonpublic personal information we receive about clients who are natural persons is not shared with nonaffiliated third parties, other than service providers, without prior notice and consent, unless required by law. We may disclose nonpublic personal information to service providers involved in servicing and administering products on our behalf. Our service providers include, but are not limited to, our administrator, our auditors, our legal advisor, and technology service providers including artificial intelligence platforms. Additionally, we may disclose such nonpublic personal information as required by law (such as to respond to a subpoena) or to satisfy a request from a regulator and/or to prevent fraud.

We may also disclose nonpublic personal information to governmental entities as required by applicable anti-money laundering laws and regulations.

The same privacy policy also applies to former clients who are natural persons.

How We Use Your Information

We use your information to:

  • Send you the SMS messages you’ve opted in to receive

Provide updates, promotions, or other relevant content based on your preferences

Sharing Your Information

We do not share your phone number or SMS opt-in information with third parties for marketing purposes.

Your Rights

You can opt out of receiving SMS messages at any time by replying with “STOP” to any message we send you.

Confidentiality and Security

We restrict access to nonpublic personal information about our clients to those employees and agents who need to know that information to provide products and services to our clients. We maintain physical, electronic and procedural safeguards to protect our clients’ nonpublic personal information. We respect and value that you have entrusted us with your private financial information, and we will work diligently to maintain that trust. We are committed to preserving that trust by respecting your privacy as provided herein. In the event of a data breach affecting your nonpublic personal information, we will notify you in accordance with applicable state and federal law. We implement reasonable measures to protect your personal information from unauthorized access or disclosure.

If you have any questions regarding this privacy notice, please contact us.

Data Retention

We retain client records for a minimum of five years after termination of the advisory relationship, or longer if required by applicable law or regulation. Upon written request, we will inform you of the categories of personal information we maintain about you. Requests for deletion of personal information will be honored to the extent permitted by law and our regulatory obligations.

Contact Us

If you have questions or concerns about our privacy practices, contact us at:

Palante Wealth Advisors, LLC
Website: https://palantewealth.com
Email: victor@palantewealth.com
Phone: 609-476-9269